Introduction to The Faces of Existence: An Essay in Nonreductive
Metaphysics (Cornell University Press), pp. 15-22
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Introduction (minus footnotes)
- Explaining metaphysics to the nation -- I wish he would explain his
explanation. -- Byron
The real drama in metaphysics remains where it has always been, in balancing the rage for
order with delight in near
chaotic variety. Order prevails from time to time, in the form of theories about some underlying
unity, only to break down
when unruly aspects of things disrupt our schemes of the world. What seemed a fine drama can
even end as farce.
Metaphysicians need therefore to combine their traditional high seriousness with a sense of irony
and a capacity for self-satire.
In this spirit I offer one more scheme, if we may call it that. For even as it defends a particular
unity-in-variety, it celebrates
the variety of unities. Just as there are many faces of existence, there are many ways of unifying
them. None represents the
way things are, some ultimate visage with respect to which the rest are but masks; for there is no
such ultimate. Yet this
tolerant pluralism is conjoined with ideas often deemed incompatible with it, including a realist
notion of objective truth,
plus the idea that there is one particular domain of such truth that determines all else, values and
meaning not excluded.
This seemingly paradoxical conjunction is but one of several to come, including above all the
conjunction of a materialist
unification with much that is generally supposed to be incompatible with it. Thus on one level
the book endorses
physicalist materialism, the thesis roughly that everything whatever is some collection of entities
of the kind that
mathematical physics is about, and that all truth is determined at bottom by
mathematical-physical truth. Yet on another
level the book repudiates virtually everything traditionally associated with such physicalism,
including the idea that
everything is nothing but a physical thing. Not everything real can be brought under some
physical or other objective
description, and physically irreducible talk is far from automatically false or meaningless. Hence
we need not disparage
subjective consciousness, or what it is like to be the persons we are, experiencing time and death
as we do, and conscience
and mystery. Nor need we belittle emotions and secondary qualities; the former can correspond
with the facts, and the
latter, suitably construed, are among the important ways things are.
Indeed the basic nature of reality is not physical in the first place, if only because there is no such
thing as the nature of
reality. There is even a sense in which value is prior to fact, physical fact included, and a sense in
which we may objectively
condemn a descriptive world-view if its moral implications are unacceptable. Such reordering of
priorities runs counter not
only to the usual materialisms but to much modern philosophy. For according to the modern
mind, we ought first to
establish a satisfactory world-view, then read off its moral implications, if any; we should attend
first to neutral fact, then to
values, lest we commit wishful thinking. Within materialism this attitude is part of the recurring
Democritean slogan, "Only
atoms and the void exist; therefore our values are mere conventions." Or as a leading ethicist
would have it, "Materialistic .
. . philosophers deny that the objective world of matter in motion has any place for moral goods.
. . . Good and evil . . . are
rather [our] internal and variable reactions to the ways in which [we] are stimulated by the
world" [Gewirth].
By contrast we see in Chapter 6 that the purely objective, descriptive facts determine which of
our value judgments are
correct, first principles included. True, no ought can be derived from any is, or be reduced to or
defined by it; or so I
assume, if only for the sake of argument. Even so, the world determines one and only one
distribution of truth and falsity
over our value judgments, whether or not we could ever know just what that distribution is, and
whatever our subjective
responses to the stimuli might be. Thanks to this determinacy of valuation, the facts are not
neutral but laden with value,
objectively, whatever may be our interpretations of or projections onto them. And if all fact is
determined by physical fact,
as physicalist materialism contends, then the objective world of matter in motion is likewise
laden with value.
In these and other ways, then, do the chapters ahead reject traditional materialist theses. Yet they
also accept three
principles characteristic of physicalist materialism: (i) only physical entities exist; (ii) there can
be no difference between
things without some physical difference between them; and (iii) all truth whatever, whether in
the sciences or beyond, is
determined by truths at the level of physics. Principles (i)-(iii), together with a possibly implied
realism as regards truth, are
the distinctive minimal theses of any physicalism properly so-called. Possibly they are also
maximal, in the sense that a
physicalism that claims more -- universal physical reducibility, for instance -- is false.
The minimal physicalist theses do not all appear until Chapter 4, and even there they are
accepted mainly for the sake of
argument, in order to explain just what physicalism is and to explore how far it might
nonreductively account for all the
aspects of existence. Gradually, in subsequent chapters, our confidence in the minimal theses will
grow, as we learn how
they are compatible after all with so much that physicalism traditionally is supposed to
contradict. Few things if any are
only physical entities, yet only physical entities exist. What precisely this seeming paradox
comes to and how we can get
away with asserting it are first explained in §4.5 and developed further in Chapters 5-8. What lies
ahead is an extended
exercise in having our cake and eating it too -- an enviable position always, which is why
compatibilism is so attractive
when the evidence is not totally against it.
A quarter-century has gone by since Wilfrid Sellars first urged the problem of how the scientific
and the manifest images of
human-being-in-the-world are related, and J. J. C. Smart in effect weighed in on the side of the
scientific with his sweeping
materialist vision of things [Sellars; Smart]. Meanwhile, physicalism has undergone what
amounts to a revolution,
especially in the last decade. Philosophers in growing numbers have begun to realize that
physicalism need not be reductive
-- that nonphysical properties need not be identical with physical properties, and that terms from
disciplines beyond physics
need not be definable by terms from physics. A few philosophers have gone on to supply the
needed positive account of a
nonreductive relation between physical truth and other truth. The needed relation is
determination, also called
"supervenience" (or a variety of it), which we encounter first in §1.1 and in more detail in
§4.3.
These somewhat technical developments deserve to be much more widely known. Not only do
they render Smart's and
many other materialisms nearly obsolete; they suggest that Sellars' two-image problem is badly
conceived in ways that
would not otherwise occur to his readers. Thus one of my aims is to make a number of technical
ideas accessible to a wider
audience. Another is to do so in a way that combines the ideas in a large and largely original
unifying scheme. Attempting
both at once requires more pages than does addressing an audience only of specialists. So yes,
the book could be shorter,
but then it would be understood by many fewer. And yes, those interested only or mainly in, say,
how best to formulate the
determination relation could do without the rest. But the result would be a monograph, not a
philosophy.
Furthermore, the insight that physicalism can be nonreductive, and that its key relation is
determination, suggests new
approaches to a variety of topics well beyond the philosophy of mind, where for the most part
nonreductive physicalism has
so far been explored. Here too I claim originality, in applying the determination relation to
problems about truth, objectivity
of values, metaphor, pluralism, subjectivity, secondary qualities, the so-called absurdity of
existence, and more. Yet the
novelty is a mixed blessing. On the one hand, stock objections to objectivism and physicalism
are blocked. On the other,
because the whole is hard to classify, it risks appearing unintelligible to those who see everything
in traditional terms.
Where they see either-or, I tend to see both-and, and to stress a compatibilism that must seem
paradoxical to those whose
categories allow too few distinctions and therefore no middle ground. The resulting philosophy,
despite adhering to the
minimal physicalist principles, is not happily called physicalism, in view of its inclusion of so
much generally supposed to
be anathema to the physicalist. A far happier name, surely, would be `post-physicalism'.
Even theism can be accommodated within a nonreductive physicalism, if we may believe the
final chapter. Not that the
minimal physicalist theses imply some version of theism (so that if theism is absurd, as some
think, then the final chapter
represents a reduction to absurdity of what has gone before). Nor is the point merely that
physicalism is logically consistent
with theism, though there are those who will resist even this much (as I do myself) when the
theism is of a certain form).
Instead, I sketch a theory or synthesis of physicalism and theism within which each enriches the
other while correcting the
other's occasional extremes. What emerges is the possibility -- admittedly speculative -- of a new
natural theology,
objective and rational, in which an austere naturalism provides a framework within whose
confines one could interpret and
support the central theistic claims without having to identify God with any physical entity, or
indeed with any entity, hence
with any mere God of the philosophers. In a sense we shall be entertaining the possibility that a
theologian could do in the
twentieth century roughly what Aquinas did in the thirteenth, but without either the
Aristotelianism or the Thomism.
The only metaphysical or ontological theses theologians would need to assume are the
physicalist's minimal ones. Theism
thus construed would be not a matter of what there objectively is but an equally objective matter
of how we ought to
experience and talk about what there is -- equally objective thanks to the earlier argued
determinacy of valuation. What
theologians would need to add to the physicalist's metaphysics is a normative argument to the
effect that one ought to see
and talk as theists do. Such an argument doubtless would be complex and controversial, yet no
less objective in principle
for all that.
I do not know whether theologians could finally construct and successfully defend some such
normative argument, and
indeed I raise a number of possibly insuperable objections to it. But at least it would be
compatible with physicalism, and
even though theologians would still have work to do, it would be work in value theory, or
axiology, rather than in
metaphysics, or ontology. They would not need to multiply entities beyond what there
objectively is in order to defend
theism. Thus freed of worries on the score of what there is, they could concentrate instead on
persuading us what
objectively there ought to be.
These Delphic remarks about theism demand explanation, of course. The intervening chapters
supply some of it,
cumulatively, though that is not at all their main purpose. This is true even of Chapter 3, which
reaches the
Aristotelian-Thomistic conclusion that, suitably defined, the First Cause does exist and indeed is
eternal, metaphysically
necessary, and self-existent. But even though the conclusion sounds thus traditionally theistic,
the assumptions and
inferences are not. Principles of Sufficient Reason, for instance, are repudiated earlier, as are the
usual notions of necessary
being. Furthermore, the First Cause as defined in §3.3 proves identical with the whole of
spacetime plus its contents -- that
is, with the Universe. Pantheists and monists might therefore rejoice, but not theists. Missing,
according to them, would be
God the loving Creator, utterly transcendent, who yet acts and is revealed in history. No mere
philosopher's abstraction,
much less the Universe, could ever be the living God of faith. Or so we are told.
A certain concept of truth underlies much of what I've said and yet may seem incompatible with
it. The concept is a realist
one, according to which truth depends on how things are in the world, not on human or other
consciousness or
understanding, and not on what is verifiable, or warrantedly assertible, even in the long run by
ideal inquirers. According to
a realist concept, truth may be said to be "invariant," or objective, roughly in the sense that the
truth-value of a true sentence
does not vary with the time or place in which it is uttered, or with the persons who utter it, or
with their evidence, or even
with the totality of the (humanly) accessible evidence. Realist truth is not perspectival but truth
period.
How then can objective truths possibly express, let alone determine, perspectival or subjective
matters such as, say, what it
is like to be a bat? Let us assume, if only for the sake of argument, that what it is like cannot be
expressed in any objective
idiom, and probably not in any human language at all, even though there is a fact of the matter as
to what it is like to be a
bat. This "irreducibility of experience" would obtain anywhere an experience involves the
subject's point of view. What it is
like to be the persons we are, experiencing time and death as we do, plus intentionality, valuing,
and more, would elude
objective description precisely because such description omits the subjective point of view. But
even granting this
irreducibility of experience, objective truths nevertheless determine these objectively
inexpressible facts about what it is
like to be the subject. The subjective point of view is irreducible and sometimes inexpressible,
yet even such perspectival
matters are determined by nonperspectival truth, as we see in §5.4. Thanks to the relation of
determination, a realist notion
of objective truth need filter neither us nor our experience out of existence.
Nor is a realist notion of truth incompatible with the insight that understanding often enjoys a
kind of priority over
objective truth, or that what Heidegger calls "truth as disclosure" is more basic, on occasion, than
propositional truth.
Things appear to us, or are disclosed, under certain of their aspects rather than others, in virtue
partly of our prior choices of
vocabulary and metaphor. Thus we bear some responsibility for the ways things become part of
our world or worlds; for us,
things never have their being or their properties by themselves but only through the combined
activity of our understanding
and some undisclosed ground beyond. At the same time, realism is right that propositional truth
depends on bow things
objectively are. In a sense explained in Chapter 7, we are the measure of all things, yet reality
takes our measure.
Realist concepts of truth have also seemed incompatible with various theories of metaphor and
with certain notions of
metaphorical truth. That they are not is the lesson of §§5.2-5.3, even though metaphorical truth
will prove to be determined
by literal truth. Nor does an austere realism force truth-seekers to abstain from vagueness or from
the novel, poetic,
sometimes tortured usage that so often precedes new ways of seeing things. Reduction to the
literal, let alone to aseptic
precision, is nowhere envisaged. Yet there will prove to be a sense in which the poetry that so
often precedes even physics
is itself also grounded in physics.
Despite all these reassuring compatibilities, there remains a grinning skeleton in the realist's
closet. For there is still the
question of what exactly is the relation between words and the world, in virtue of which a true
sentence is true. Realists
have been far less successful in saying what the relation is than in criticizing their opponents.
Classical relations of
correspondence, obviously flawed, have long since yielded to Tarskian notions of satisfaction, or
to notions of causal or
other objective reference. These in turn have fared little better, according to many, in view of
Quine's arguments against
determinate reference, Putnam's model-theoretic argument against the very idea of the intended
interpretation of our words,
and so on. The relation between words and the world in virtue of which a true sentence is true
appears as elusive as ever,
especially if, as everyone seems to have supposed, it must involve some relation of objective
reference between terms and
the world. The realist account in §1.1 overcomes these difficulties by explaining how truth is
determined by the world even
if reference is not, and even if no sense can be made of the idea of the intended interpretation.
This relation of
truth-determination by the world then enables us to define a suitable relation of
correspondence.
Some philosophers, perhaps especially some philosophers of science, worry that a realist notion
of truth must be so
transcendent as to have no implications for the actual practice of inquirers. But we shall see that
it has crucial implications
for practice, even if there should happen to be no criteria for truth or even for probable truth.
There would remain
prerequisites for truth -- logically necessary conditions for the truth of a belief. At least seven
such prerequisites may be
derived, and they apply no matter what the domain of discourse. Thus to the extent that we are
interested in truth --
meaning truth period -- there is a unity of method common to all the domains, religion and
values included. We are not free
to departmentalize by claiming that reason applies only so far, leaving the rest to the passions or
to faith. That way lies
bureaucratization of the mind.
I have been introducing some of the seemingly paradoxical conjunctions asserted in the chapters
ahead: monism yet
pluralism; objectivity yet subjectivity; value determined by fact yet irreducible to the facts;
determinate truth yet possibly
indeterminate reference; physicalism yet possibly theism; and more. Even if some of these
conclusions should some day
prove untenable, the arguments for them contain ideas and methods that philosophers of any
persuasion might use.
Metaphysicians of any stripe, not just physicalists, might use the idea of nonreductive
determination to good effect if
challenged to explain the relation between their unifying existents and the aspects
of life we are supposed to account for.
Philosophers could also profit from a distinction so far unmentioned: between a philosophy that
is completely
comprehensive or unifying and one that is monopolizing, totalizing, or Procrustean. And many
could usefully emphasize,
against their opponents, that the priority so often claimed by metaphysicians on behalf of certain
existents is, like all such
primacy, always priority only in a respect; and that partly as a consequence, many a metaphysical
dispute is really a value
dispute in disguise.
So I shall not be very perturbed if many of my conclusions end some day as just one more moth
circling the flame. That,
after all, is the fate of every philosophy. And beyond all particular doctrines and methods, I am
animated anyway by the
conviction that metaphysics is much more closely related to our everyday lives than is often
realized. If here and there the
chapters ahead help to clarify this closeness, I shall be content.
Life's good things are possible only if we do or become certain things. We have long since begun
to learn this art of the
possible when philosophy challenges us to learn it still better, through disciplined reflection on
how best to attain as many
of our ends as realistically we can. Typically, such reflection reveals what most of us already
sense: the ends often conflict
and must be modified, or replaced by others, in a lifelong pursuit of some sort of balance,
however provisional. And instead
of lurching from crisis to crisis, we are enabled by such reflection to anticipate. We look beyond
the horizon of immediate
troubles; we unfold our maps of the larger world; strategy informs tactics; and we perceive our
individual fate tied to the
fate of others and to the lay of the land. The balance we pursue proves sensitive after all to what
we think about how our
little worlds fit into the larger one, and to what we think of its ways, its meanings, its
explanations and origin. In the long
run, and for practical reasons, we cannot afford indifference to the larger questions, even if we
totally lack the gift of
wonder. The faces of existence seem to frown upon it.
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